-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkErRF292TYDJ0+3jXLUVGJl/USxBArpS4HdtusR1ak2KFZ1eZQV1SnNd3z9+KWs DKsFcFHzxzA5iBXT3rRWOQ== 0000891836-95-000096.txt : 19951011 0000891836-95-000096.hdr.sgml : 19951011 ACCESSION NUMBER: 0000891836-95-000096 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19951010 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOVEREIGN BANCORP INC CENTRAL INDEX KEY: 0000811830 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 232453088 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39453 FILM NUMBER: 95579372 BUSINESS ADDRESS: STREET 1: 1130 BERKSHIRE BLVD CITY: WYOMISSING STATE: PA ZIP: 19610 BUSINESS PHONE: 6103208400 MAIL ADDRESS: STREET 1: PO BOX 12646 CITY: READING STATE: PA ZIP: 19612 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAINDL FREDERICK JOHN CENTRAL INDEX KEY: 0000906150 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O JAINDL TURKEY FARM STREET 2: 3150 COFFEETOWN ROAD CITY: OREFIELD STATE: PA ZIP: 18069 BUSINESS PHONE: 6103953333 SC 13D/A 1 13D AMENDMENT NO. 19 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ______________________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 19) Sovereign Bancorp, Inc. (Name of Issuer) Common Stock (without par value) (Title of Class of Securities) 845905 10 8 (CUSIP Number) Frederick J. Jaindl Jaindl's Turkey Farm 3150 Coffeetown Road Orefield, Pennsylvania 18069 (610) 395-3333 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 5, 1995 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. 2 - --------------------- CUSIP NO. 845905 10 8 - --------------------- - ------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frederick John Jaindl SS No.: ###-##-#### - ------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X ] - ------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------ 4. SOURCE OF FUNDS OO - ------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) [ ] - ------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF 2,267,138.49 SHARES ---------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH ---------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 2,267,138.49 WITH ---------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,267,138.49 - ------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X ] - ------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.9% - ------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------ 3 This Amendment No. 19 dated October 10, 1995 (this "Amendment"), to the Schedule 13D filed by Frederick J. Jaindl (the "Reporting Person") dated September 3, 1986 (the "Original Statement"), as amended by Amendment No. 1 dated March 15, 1989, Amendment No. 2 dated May 12, 1989, Amendment No. 3 dated June 5, 1989, Amendment No. 4 dated August 7, 1989, Amendment No. 5 dated September 1, 1989, Amendment No. 6 dated December 20, 1989, Amendment No. 7 dated September 4, 1990, Amendment No. 8 dated September 24, 1992, Amendment No. 9 dated May 6, 1993, Amendment No. 10 dated June 1, 1993, Amendment No. 11 dated December 20, 1993, Amendment No. 12 dated January 5, 1994, Amendment No. 13 dated January 3, 1994, Amendment No. 14 dated January 19, 1994, Amendment No. 15 dated April 26, 1994, Amendment No. 16 dated April 27, 1995, Amendment No. 17 dated July 12, 1995 and Amendment No. 18 dated July 26, 1995 (as amended, the "Schedule 13D"), amends and supplements the Schedule 13D with respect to the common stock, without par value ("Common Stock"), of Sovereign Bancorp, Inc., a Pennsylvania corporation ("Sovereign"). Based on the information as to the number of outstanding shares of Common Stock set forth in the most recent publicly available filings of Sovereign with the Securities and Exchange Commission, the Reporting Person believes that it will not be deemed to beneficially own (as such term is defined in the rules and regulations promulgated under Section 13(d) of the Securities Exchange Act of 1934, as amended) more than five percent of the outstanding shares of Common Stock. As a consequence, this Amendment is the Reporting Person's final amendment to the Original Statement. Capitalized terms used and not defined herein shall have the meanings set forth in the Schedule 13D. Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended and supplemented by adding thereto the following: (a)-(d) Based on the information set forth herein and information contained in the most recent publicly available filings of Sovereign with the Securities and Exchange Commission, the Reporting Person beneficially owns the number and percentage of outstanding shares of Common Stock listed in his responses to Items 11 and 13, respectively, of the cover page filed herewith. In addition, the number of shares of Common Stock which may be deemed beneficially owned by the Reporting Person with respect to which the Reporting Person (i) has sole voting power, (ii) shares voting power, (iii) has sole dispositive power and (iv) shares dispositive power are listed in the 4 responses to Items 7, 8, 9 and 10, respectively, of the cover page filed herewith. The Reporting Person expressly disclaims beneficial ownership of Common Stock held by his children, a charitable trust and various trusts for the benefit of his grandchildren over which he has no voting or dispositive power. Attached hereto as Annex A is a schedule of dispositions of Common Stock by the Reporting Person since the filing of Amendment No. 18 to the Schedule 13D. The gross proceeds less commissions from the transactions set forth on Annex A is $5,341,702.38. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Item 6 is hereby amended and supplemented by adding thereto the following: Attached hereto as Annex B is a schedule of call option contracts sold by the Reporting Person. Each of the American Style Option Contracts was sold on the Philadelphia Stock Exchange and permits the owner of each contract to purchase 100 shares of Common Stock at a price of $12.50 per share at any time on or prior to January 20, 1996, the expiration date of each such contract. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 10, 1995 /s/ Frederick J. Jaindl Frederick J. Jaindl 6 Annex A COMMON STOCK TRANSACTIONS AND TRANSFERS Date Transaction # Shares $/Share 09/11/95 Market Sale 20,000 $10.56 09/11/95 Market Sale 5,000 $10.56 09/12/95 Market Sale 30,000 $10.56 09/12/95 Market Sale 5,000 $10.69 09/12/95 Market Sale 4,900 $10.72 09/12/95 Market Sale 20,000 $10.56 09/12/95 Market Sale 10,000 $10.59 09/12/95 Market Sale 20,000 $10.69 09/13/95 Market Sale 11,300 $10.69 09/14/95 Market Sale 7,500 $10.63 09/15/95 Market Sale 10,000 $10.56 09/20/95 Market Sale 11,400 $10.69 09/20/95 Market Sale 20,000 $10.63 09/21/95 Market Sale 50,000 $10.56 09/21/95 Market Sale 17,500 $10.69 09/21/95 Market Sale 50,000 $10.63 09/25/95 Market Sale 4,500 $10.69 09/26/95 Market Sale 10,000 $10.63 09/26/95 Market Sale 7,100 $10.69 09/27/95 Market Sale 140,000 $10.69 09/27/95 Gift 18,900 $ 0.00 10/02/95 Market Sale 10,000 $10.69 10/04/95 Gift 4,800 $ 0.00 10/05/95 Market Sale 40,000 $10.69 7 Annex B American Style Option Contracts Date Transaction # Contracts # Shares Price/Share 09/13/95 Market Sale Call Option 50 5,000 $12.50 -----END PRIVACY-ENHANCED MESSAGE-----